As one of Ireland’s leading investment fund managers we provide expertise and solutions for our clients on a wide range of innovative investment products and services. We have the resources and commitment to develop business both domestically and internationally.
We are renowned across Europe for launching and managing a hugely diversified range of investment products and for innovation in product design, development and delivery and diversified offerings. Our business is structured so each team of investment professionals operates with investment autonomy, using a distinct robust investment process which is incentivised by out performance of respective benchmarks and growth in assets of that product – in essence creating a dynamic “boutique type” environment within a large investment house.
We appreciate that our success and growth is as a result of our team and the expertise, values and vision they bring to the organisation. As a result, we provide rewarding and challenging careers that develop our staff both personally and professionally.
To be an active part of our ongoing growth and future, visit the current vacancies section below on this page. Here at KBI Global Investors, we offer – and our staff enjoy, a full range of competitive, flexible and work-life balance benefits, such as:
- Competitive salaries
- Health insurance
- Family friendly policies
- Annual sporting events
- Club subscriptions (up to 3 per staff member each year)
- Membership to professional bodies
- Education assistance
- Travel Vouchers
- Work life balance initiatives
- Regular social and company events
Job Title: Compliance Executive
Business Unit: Compliance & Risk Unit
Reporting To: Head of Compliance & Risk
Location: Dublin, Ireland
KBI Global Investors Ltd (KBIGI) is an institutional asset manager headquartered in Dublin, Ireland with a sales office in Boston, and is part of the Amundi Group. The company is a specialist equity boutique with expertise investing in Global Equity total return and Natural Resource strategies. We have a global client base managing mandates in the UK, Europe, North America and Asia. We create and manage differentiated and innovative products to assist our clients exceed their long-term objectives.
A strong commitment to Responsible Investing (RI) issues runs in our veins and we have managed RI strategies for more than three decades. We are signatories to the Net Zero Asset Managers Initiative (2021) and the United Nations Principles of Responsible Investing (since 2007). The Compliance & Risk Unit is responsible for ensuring that KBI Global Investors (KBI) is compliant with all the relevant regulatory rules and requirements and any additional legislative requirements relating to its management of both domestic and foreign domiciled client assets and funds. The main regulators include the Central Bank of Ireland (CBI) and the Securities and Exchange Commission (SEC) in the US.
In addition, the Unit is responsible for ensuring that KBI has the proper controls and procedures in place to minimise the risks to which the company may be exposed, including operational, market and reputational risk.
KEY JOB RESPONSIBILITIES
➢ Supporting the Head of Compliance & Risk in the delivery of a risk-based compliance monitoring programme through effective monitoring, reporting and process improvement
➢ Preparing filings for submission to various regulators, clients and other 3rd parties
➢ Assist in the planning and execution of internal compliance reviews and monitors. Assisting with the development and implementation of the company’s compliance policies and procedures with a focus on risk mitigation to enhance the company’s compliance processes.
➢ Review of marketing material to tight deadlines based on the business requirements
➢ Supporting the team in managing key projects focused on 2nd line compliance and risk control. Supporting compliance risk related audits including Internal Audit reviews, regulatory inspections and other 3rd party due diligences and reviews
➢ Helping to promote a positive compliance and risk culture and awareness
KNOWLEDGE & EXPERIENCE
➢ Business related qualification
➢ 1-2 years’ experience in financial services is desirable with knowledge of trading and investments a key advantage and possibly looking to move into Compliance
➢ Eagerness to learn the regulatory obligations relating to a MiFID II investment firm, SEC
investment adviser, and funds, particularly UCITS, as applicable to the company’s business activities
➢ Self-motivated with an ability to manage own workload through strong organizational and time management skills
➢ Delivery focused, capable of working on own initiative and as part of an integrated team
➢ Strong communication and report writing skills and an ability to adopt a proactive approach to issues
➢ Methodical approach to work with attention to detail
➢ Proficient user of IT applications including Excel, Word and PowerPoint
➢ Educational Support
➢ Pension Contribution
➢ Paid Professional Memberships
➢ Flexible Benefit Entitlement (2% of basic salary to a defined max on club subs, night classes etc)
➢ Modern Offices in central location
➢ Discretionary Bonus
➢ Commuter Tax Saver
➢ Bike to Work Scheme
➢ Active Sports and Social Calendar
➢ We support and facilitate a volunteering programme for our employees with a focus on
contributing to the environment and communities in the greater Dublin area.
KBI Global Investors is committed to creating a diverse environment and is
proud to be an equal opportunities employer